ABL-E2600 - Financial Law, 14.01.2021-22.02.2021
This course space end date is set to 22.02.2021 Search Courses: ABL-E2600
Topic outline
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This section will include
a. the lecture slides of the course,
b. the Zoom meetings platform, and, in need,
c. recordings of the lectures.
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Role of regulation in the markets
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Links to regulation
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Sustainable finance
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PSD II disruption in banking
Fintech: blockchain and smart contracts
Use of technology in financial markets
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Fintech solutions:
securites markets, investment service companies, banking, crowd funding etc.
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Financial Service Companies:
General Regulation
Financial Products
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Regulation of Investmemt Firms: Client relationships
Trading venues
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Disclosure Obligations:
The structure of Regulation
Prospectus Duty
Regular Disclosure Obligation
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Ongoing Disclosure Obligation
Insider Rules and Market Abuse
Other Disclosure Obligations
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Insider Regulation, Ongoing Disclosure Obligation and Secrecy
Information as Property -
Lecture 9
The Legal Protection of the Investor :
Administrative and Civil Law Sanctions
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Damages in the securities markets
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Public bids and mandatory bids
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•The Investor as a Market Actor•Behavioral Law and Economics•The Duties of an Investor
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•PIR is a student-led survey which measures the positive impacts of a business school, from a student perspective••Students rate their school, and the results will be used to develop the school for more positive impacts••The rating is open until February 26, and we encourage all students to take the survey!•The results will be released at the World Economic Forum in May 2021
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