ABL-E2600 - Financial Law, Lecture, 11.1.2023-20.2.2023
This course space end date is set to 20.02.2023 Search Courses: ABL-E2600
Topic outline
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Role of regulation in the markets
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Links to regulation
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Sustainable finance
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PSD II disruption in banking
Fintech: blockchain and smart contracts
Use of technology in financial markets
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Fintech solutions:
securites markets, investment service companies, banking, crowd funding etc.
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Financial Service Companies:
General Regulation
Financial Products
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Regulation of Investmemt Firms: Client relationships
Trading venues
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Disclosure Obligations:
The structure of Regulation
Prospectus Duty
Regular Disclosure Obligation
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Ongoing Disclosure Obligation
Insider Rules and Market Abuse
Other Disclosure Obligations
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Insider Regulation, Ongoing Disclosure Obligation and Secrecy
Information as Property -
Public bids and mandatory bids
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Lecture 9
The Legal Protection of the Investor :
Administrative and Civil Law Sanctions
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Damages in the securities markets
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•The Investor as a Market Actor•Behavioral Law and Economics•The Duties of an Investor
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