Lectures
Role of regulation in the markets
Links to regulation
Sustainable finance
PSD II disruption in banking
Fintech: blockchain and smart contracts
Use of technology in financial markets
Fintech solutions:
securites markets, investment service companies, banking, crowd funding etc.
Financial Service Companies:
General Regulation
Financial Products
Regulation of Investmemt Firms: Client relationships
Trading venues
Disclosure Obligations:
The structure of Regulation
Prospectus Duty
Regular Disclosure Obligation
Ongoing Disclosure Obligation
Insider Rules and Market Abuse
Other Disclosure Obligations
Insider Regulation, Ongoing Disclosure Obligation and Secrecy
Information as PropertyPublic bids and mandatory bids
Lecture 9
The Legal Protection of the Investor :
Administrative and Civil Law Sanctions
Damages in the securities markets
- •The Investor as a Market Actor•Behavioral Law and Economics•The Duties of an Investor