ABL-E2600 - Financial Law, 14.01.2021-22.02.2021

Topic outline

• Lectures
  This section will include 

  a. the lecture slides of the course, 

  b. the Zoom meetings platform, and, in need, 

  c. recordings of the lectures. 

  • Select activity Lecture 1

    

    Lecture 1 File PPTX

    Role of regulation in the markets
    

  • Select activity Lecture 1a

    

    Lecture 1a File PPTX

    Links to regulation
    

  • Select activity Lecture 2

    

    Lecture 2 File PPTX

    Sustainable finance

  • Select activity Lecture 3

    

    Lecture 3 File PPTX

    PSD II disruption in banking

    Fintech: blockchain and smart contracts 

    Use of technology in financial markets 

  • Select activity Lecture 3a: Fintech solutions (Ruth Kaila)

    

    Lecture 3a: Fintech solutions (Ruth Kaila) File PPTX

    Fintech solutions: 

    securites markets, investment service companies, banking, crowd funding etc. 

  • Select activity Lecture 4

    

    Lecture 4 File PPTX

    Financial Service Companies:

    General Regulation

    Financial Products

    
    

  • Select activity Lecture 5

    

    Lecture 5 File PPTX

    Regulation of Investmemt Firms: Client relationships

    Trading venues

    
    

  • Select activity Lecture 6

    

    Lecture 6 File PPTX

    Disclosure Obligations:

    The structure of Regulation

    Prospectus Duty

    Regular Disclosure Obligation

    
    

  • Select activity Lecture 7

    

    Lecture 7 File PPTX

    Ongoing Disclosure Obligation

    Insider Rules and Market Abuse

    Other Disclosure Obligations

    
    

  • Select activity Lecture 8

    

    Lecture 8 File PPTX

    Insider Regulation, Ongoing Disclosure Obligation and Secrecy

    Information as Property
    

  • Select activity Lecture 9

    

    Lecture 9 File PPTX

    Lecture 9

    The Legal Protection of the Investor :

    Administrative and Civil Law Sanctions

    
    

  • Select activity Lecture 10

    

    Lecture 10 File PPTX

    Damages in the securities markets

  • Select activity Lecture 11

    

    Lecture 11 File PPTX

    Public bids and mandatory bids

  • Select activity Lecture 11a

    

    Lecture 11a File PPTX

    •The Investor as a Market Actor

    •Behavioral Law and Economics

    •The Duties of an Investor

    
    

  • Select activity PIR survey slides

    

    PIR survey slides File PPTX

    •PIR is a student-led survey which measures the positive impacts of a business school, from a student perspective​

    ••Students rate their school, and the results will be used to develop the school for more positive impacts​

    ••The rating is open until February 26​, and we encourage all students to take the survey!

    •The results will be released at the World Economic Forum in May 2021​