ABL-E2600 - Financial Law, 14.01.2021-22.02.2021
This course space end date is set to 22.02.2021 Search Courses: ABL-E2600
Lecture exam 16 Feb. 2021
Completion requirements
Opened: Tuesday, 16 February 2021, 11:00 AM
Due: Tuesday, 16 February 2021, 11:45 AM
Please answer in a single PDF document all of the following five questions (points maximum 2 each, altogether 10). Please do not exceed three lines as the maximum length of an answer. (A word file containing the questions is attached below in which you can also write your answers.)
1. What are the main objectives of securities regulation?
2. How is sustainable finance regulated in the EU?
3. How are incentives related to the business of investment firms regulated?
4. The classification of customers to be carried out by investment firms?
5. Give at least two types of market manipulation.
- 16 February 2021, 8:24 AM