ABL-E2600 - Financial Law, 14.01.2021-22.02.2021
Kurssiasetusten perusteella kurssi on päättynyt 22.02.2021 Etsi kursseja: ABL-E2600
Lecture exam 16 Feb. 2021
Suorituksen vaatimukset
Palautettavissa alkaen: tiistaina 16. helmikuuta 2021, 11.00
Palautettava viimeistään: tiistaina 16. helmikuuta 2021, 11.45
Please answer in a single PDF document all of the following five questions (points maximum 2 each, altogether 10). Please do not exceed three lines as the maximum length of an answer. (A word file containing the questions is attached below in which you can also write your answers.)
1. What are the main objectives of securities regulation?
2. How is sustainable finance regulated in the EU?
3. How are incentives related to the business of investment firms regulated?
4. The classification of customers to be carried out by investment firms?
5. Give at least two types of market manipulation.
- 16. helmikuuta 2021, 08.24